Compliance Officers

Stay up to date

Stay on top of regulatory change, emerging risks, AML updates, guidance and reporting obligations.

Updates

AML alerts

Report an issue

Resources

Latest SRA regulatory updates

Consultation on strengthening notification requirments to help identify risk earlier - 19 June 2026 Updated supervision guidance to aid litigation work - 12 June 2026 New Rules on client money - 9 June 2026

COLP responsibilities

Breach reporting Obligations Continuing competence

COFA responsibilities

Client money controls Financial compliance Accounts Rules

MLRO responsibilities

AML guidance Sanctions compliance Source of funds

Events and webinars

The role of the MLRO - 21 July 2026 - online Notify us of changes - 15 August 2026 - online Source of funds - 9 December 2026 - online

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